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Whistleblower Program. Background: Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act provides that the Commission shall pay awards to eligible whistleblowers who voluntarily provides the SEC with original information that leads to a successful enforcement action yielding monetary sanctions of over $1 million.
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(a) SHORT TITLE.-This Act may be cited as the ”Dodd-Frank Wall Street Reform and Consumer Protection Act”. (b) TABLE OF CONTENTS.-The table of contents for this Act is as follows: Sec. 1. Short title; table of contents. Sec. 2. Definitions. Sec. 3. Severability. Sec. 4. Effective date. sec. 5. budgetary effects. Sec. 6. Antitrust.
This Act may be cited as the Dodd-Frank Wall Street Reform and Consumer Protection Act. (b) Table of Contents. The table of contents for this Act is as follows: Sec. 1. Short title; table of contents. Sec. 2. Definitions. Sec. 3. Severability. Sec. 4. Effective date. Sec. 5. Budgetary effects. Sec. 6. antitrust savings clause.
BRIEF SUMMARY OF THE DODD-FRANK WALL STREET . R. EFORM AND . C. ONSUMER . P. ROTECTION . A. CT. Create a Sound Economic Foundation to Grow Jobs, Protect Consumers, Rein in Wall Street and Big Bonuses, End Bailouts and Too Big to Fail, Prevent Another
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Dodd-Frank Wall Street Reform and Consumer Protection Act: Conference Report · Section 748 23(A) – qui tam for whistleblowers under the Commodities.
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. Regulatory Relief, and Consumer Protection Act. The Volcker Rule generally restricts banking entities from engaging in proprietary trading and from owning,
Which of the following is not a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act? a. Increases the accountability and transparency of financial institutions b. Creates a bureau to educate consumers in financial literacy c. Creates an organization to pay the bills of low-income consumers d.
Text for H.R.4173 – 111th Congress (2009-2010): Dodd-Frank Wall Street Reform and Consumer Protection Act
Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act. Mandatory Rulemaking Provisions The SEC has adopted final rules for 67 mandatory rulemaking provisions of the Dodd-Frank Act. Private Funds.
"(IV) the Securities and Exchange Commission, with respect to any entity for which the Securities and Exchange Commission is the primary financial regulatory agency, as defined in section 2 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.